General Securities Sales Supervisor (Series10) Practice Exam Flash Cards

Disable ads (and more) with a membership for a one time $2.99 payment

Question: 1 / 50

If a customer orders to buy 500 shares but receives an execution report showing 5,000 shares purchased, what is the proper procedure?

?

Take 4,500 shares from the customer's account and place them in the firm's error account

Next

Report this question